FINRA BrokerCheck & SEC

 You’ve worked your entire life and saved money to fully enjoy your retirement. Before you hand that nest egg over to anyone, we strongly encourage you to exercise a background check and review on the prospective broker or advisor.  At Triumph, this practice is an integral part of our commitment to each of our clients.

Both the SEC & FINRA offer an easy solution to research a potential advisor or broker and their respective firm, before it is too late.

Invest wisely. Avoid fraud. Brought to you by the U.S. Securities and Exchange Commission